Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DONG, ZHESHI
Chinese Name of Relevant Individual
董喆士
HKMA Registration Number
AF5613
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2020 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2020 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2012 - 22 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2012 - 22 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Jul 2012 - 22 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2012 - 09 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2012 - 09 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Apr 2012 - 09 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DONG, ZHESHI
:
Chinese Name of Relevant Individual
董喆士
:
HKMA Registration Number
AF5613
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5613
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jul 2020 - 31 Jan 2023
No
AF5613
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jul 2020 - 31 Jan 2023
No
AF5613
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2012 - 22 Sep 2013
No
AF5613
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2012 - 22 Sep 2013
No
AF5613
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Jul 2012 - 22 Sep 2013
No
AF5613
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Apr 2012 - 09 Jul 2012
No
AF5613
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Apr 2012 - 09 Jul 2012
No
AF5613
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
12 Apr 2012 - 09 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.