Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, TSUN SHING
Chinese Name of Relevant Individual
葉浚承
HKMA Registration Number
AF5648
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2017 - 10 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Feb 2017 - 10 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2017 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2014 - 04 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2014 - 04 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2014 - 04 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2014 - 04 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2012 - 12 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2012 - 12 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Apr 2012 - 12 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, TSUN SHING
:
Chinese Name of Relevant Individual
葉浚承
:
HKMA Registration Number
AF5648
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5648
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Feb 2017 - 10 Jun 2018
No
AF5648
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Feb 2017 - 10 Jun 2018
No
AF5648
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Feb 2017 - 27 Mar 2018
No
AF5648
DBS BANK LTD.
Type 1: dealing in securities
12 Sep 2014 - 04 Oct 2015
No
AF5648
DBS BANK LTD.
Type 4: advising on securities
12 Sep 2014 - 04 Oct 2015
No
AF5648
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Sep 2014 - 04 Oct 2015
No
AF5648
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Sep 2014 - 04 Oct 2015
No
AF5648
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Apr 2012 - 12 Oct 2013
No
AF5648
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Apr 2012 - 12 Oct 2013
No
AF5648
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Apr 2012 - 12 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.