Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAN, HAU KUK
Chinese Name of Relevant Individual
顏巧菊
HKMA Registration Number
AF5653
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2014 - 13 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2014 - 13 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2014 - 15 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2012 - 10 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2012 - 10 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAN, HAU KUK
:
Chinese Name of Relevant Individual
顏巧菊
:
HKMA Registration Number
AF5653
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5653
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
03 Oct 2014 - 13 Jul 2017
No
AF5653
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
03 Oct 2014 - 13 Jul 2017
No
AF5653
WING HANG BANK, LIMITED
Type 1: dealing in securities
18 Jan 2014 - 15 Jun 2014
No
AF5653
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
17 Apr 2012 - 10 Oct 2013
No
AF5653
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
17 Apr 2012 - 10 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.