Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZIVKOVIC, HELENE MARIA DENISE ELYETTE
Chinese Name of Relevant Individual
HKMA Registration Number
AF5662
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2012 - 31 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2012 - 31 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Apr 2012 - 31 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2012 - 31 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2012 - 31 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZIVKOVIC, HELENE MARIA DENISE ELYETTE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5662
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5662
BNP PARIBAS
Type 1: dealing in securities
17 Apr 2012 - 31 Oct 2015
No
AF5662
BNP PARIBAS
Type 4: advising on securities
17 Apr 2012 - 31 Oct 2015
No
AF5662
BNP PARIBAS
Type 6: advising on corporate finance
17 Apr 2012 - 31 Oct 2015
No
AF5662
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
17 Apr 2012 - 31 Oct 2015
No
AF5662
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
17 Apr 2012 - 31 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.