Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SU, CHIN
Chinese Name of Relevant Individual

蘇進
HKMA Registration Number
AF5664
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Apr 2012
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Apr 2012
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
17 Apr 2012
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SU, CHIN
:
Chinese Name of Relevant Individual
蘇進
:
HKMA Registration Number
AF5664
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
17 Apr 2012
Yes
MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
17 Apr 2012
Yes
MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
17 Apr 2012
No
MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING