Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KI SHUEN
Chinese Name of Relevant Individual
陳琪璇
HKMA Registration Number
AF5665
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2014 - 23 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2014 - 23 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2013 - 21 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2013 - 21 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2012 - 19 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2012 - 19 Feb 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KI SHUEN
:
Chinese Name of Relevant Individual
陳琪璇
:
HKMA Registration Number
AF5665
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5665
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
05 Nov 2014 - 23 Feb 2017
No
AF5665
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
05 Nov 2014 - 23 Feb 2017
No
AF5665
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Apr 2013 - 21 May 2014
No
AF5665
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Apr 2013 - 21 May 2014
No
AF5665
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Apr 2012 - 19 Feb 2013
No
AF5665
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Apr 2012 - 19 Feb 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.