Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSEUNG, YIN FAI
Chinese Name of Relevant Individual
蔣賢輝
HKMA Registration Number
AF5676
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Nov 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF FINANCIAL INSTITUTIONS GROUP, HONG KONG
Remarks
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Nov 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF FINANCIAL INSTITUTIONS GROUP, HONG KONG
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CIMB BANK BERHAD
SFC CE number
AFJ901
Business Address
ROOMS 2501 AND 2507-2510, 25/F, GLOUCESTER TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Jun 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Jun 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2019 - 16 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2019 - 16 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS SECURITIES SERVICES
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2016 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2012 - 17 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2012 - 17 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2012 - 17 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2012 - 17 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSEUNG, YIN FAI
:
Chinese Name of Relevant Individual
蔣賢輝
:
HKMA Registration Number
AF5676
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CIMB BANK BERHAD
Type 1: dealing in securities
09 Nov 2019
Yes
HEAD OF FINANCIAL INSTITUTIONS GROUP, HONG KONG
CIMB BANK BERHAD
Type 4: advising on securities
09 Nov 2019
Yes
HEAD OF FINANCIAL INSTITUTIONS GROUP, HONG KONG
Name of Registered Institution
SFC CE number
Business Address
CIMB BANK BERHAD
AFJ901
ROOMS 2501 AND 2507-2510, 25/F, GLOUCESTER TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5676
CIMB BANK BERHAD
Type 1: dealing in securities
Since 17 Jun 2020
Yes
AF5676
CIMB BANK BERHAD
Type 4: advising on securities
Since 17 Jun 2020
Yes
AF5676
CIMB BANK BERHAD
Type 1: dealing in securities
09 Nov 2019 - 16 Jun 2020
No
AF5676
CIMB BANK BERHAD
Type 4: advising on securities
09 Nov 2019 - 16 Jun 2020
No
AF5676
BNP PARIBAS SECURITIES SERVICES
Type 1: dealing in securities
22 Jun 2016 - 01 Aug 2019
No
AF5676
CITIBANK, N.A.
Type 1: dealing in securities
18 Apr 2012 - 17 Jul 2012
No
AF5676
CITIBANK, N.A.
Type 4: advising on securities
18 Apr 2012 - 17 Jul 2012
No
AF5676
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Apr 2012 - 17 Jul 2012
No
AF5676
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
18 Apr 2012 - 17 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.