Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ERNST, AMANDINE CECILE YOLANDE
Chinese Name of Relevant Individual
HKMA Registration Number
AF5677
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2014 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2014 - 31 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2012 - 07 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2012 - 07 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ERNST, AMANDINE CECILE YOLANDE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5677
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5677
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
12 Nov 2014 - 31 Aug 2016
No
AF5677
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
12 Nov 2014 - 31 Aug 2016
No
AF5677
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
18 Apr 2012 - 07 Nov 2014
No
AF5677
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
18 Apr 2012 - 07 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
