Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CARRILLO, RAFAEL
Chinese Name of Relevant Individual
HKMA Registration Number
AF5680
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2019 - 01 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Jan 2019 - 01 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2018 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Dec 2018 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2018 - 22 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Nov 2018 - 22 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Feb 2018 - 09 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2017 - 26 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 32
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CARRILLO, RAFAEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5680
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Jan 2019 - 01 Feb 2019
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
30 Jan 2019 - 01 Feb 2019
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Dec 2018 - 07 Dec 2018
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Dec 2018 - 07 Dec 2018
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Nov 2018 - 22 Nov 2018
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
20 Nov 2018 - 22 Nov 2018
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Nov 2018
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Nov 2018
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Mar 2018 - 16 Mar 2018
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Mar 2018 - 16 Mar 2018
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Feb 2018
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
27 Feb 2018
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Feb 2018 - 09 Feb 2018
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
05 Feb 2018 - 09 Feb 2018
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Apr 2017 - 26 Apr 2017
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
24 Apr 2017 - 26 Apr 2017
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Mar 2017
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
07 Mar 2017
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Feb 2017 - 17 Feb 2017
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
16 Feb 2017 - 17 Feb 2017
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Jan 2017 - 19 Jan 2017
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
17 Jan 2017 - 19 Jan 2017
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Dec 2016 - 13 Dec 2016
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Dec 2016 - 13 Dec 2016
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Oct 2016 - 07 Oct 2016
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
03 Oct 2016 - 07 Oct 2016
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Aug 2016 - 26 Aug 2016
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Aug 2016 - 26 Aug 2016
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jun 2016 - 30 Jun 2016
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Jun 2016 - 30 Jun 2016
No
AF5680
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Apr 2012 - 19 Apr 2012
No
AF5680
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Apr 2012 - 19 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.