Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, KONG KAI
Chinese Name of Relevant Individual
林公楷
HKMA Registration Number
AF5697
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2017 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2017 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
Effective Period
15 Mar 2017 - 31 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2015 - 22 Nov 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2015 - 22 Nov 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2012 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2012 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, KONG KAI
:
Chinese Name of Relevant Individual
林公楷
:
HKMA Registration Number
AF5697
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5697
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
15 Mar 2017 - 31 Dec 2020
No
AF5697
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
15 Mar 2017 - 31 Dec 2020
No
AF5697
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
15 Mar 2017 - 31 Dec 2020
No
AF5697
BSI LTD
Type 1: dealing in securities
01 Apr 2015 - 22 Nov 2016
Yes
AF5697
BSI LTD
Type 4: advising on securities
01 Apr 2015 - 22 Nov 2016
Yes
AF5697
BSI LTD
Type 1: dealing in securities
20 Apr 2012 - 31 Mar 2015
No
AF5697
BSI LTD
Type 4: advising on securities
20 Apr 2012 - 31 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.