Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, YIU WING
Chinese Name of Relevant Individual
羅耀榮
HKMA Registration Number
AF5706
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2019 - 22 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2019 - 22 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2018 - 20 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2018 - 20 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2016 - 18 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2016 - 18 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2016 - 03 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2015 - 03 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2015 - 03 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Aug 2015 - 03 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2014 - 13 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2014 - 13 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2013 - 22 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2013 - 22 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2012 - 05 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, YIU WING
:
Chinese Name of Relevant Individual
羅耀榮
:
HKMA Registration Number
AF5706
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5706
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Apr 2019 - 22 Nov 2021
No
AF5706
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Apr 2019 - 22 Nov 2021
No
AF5706
DAH SING BANK, LIMITED
Type 1: dealing in securities
12 Jul 2018 - 20 Jan 2019
No
AF5706
DAH SING BANK, LIMITED
Type 4: advising on securities
12 Jul 2018 - 20 Jan 2019
No
AF5706
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
06 Dec 2016 - 18 Jun 2018
No
AF5706
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
06 Dec 2016 - 18 Jun 2018
No
AF5706
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Mar 2016 - 03 May 2016
No
AF5706
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Aug 2015 - 03 Jan 2016
No
AF5706
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Aug 2015 - 03 Jan 2016
No
AF5706
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Aug 2015 - 03 Jan 2016
No
AF5706
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 Jun 2014 - 13 Jun 2015
No
AF5706
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 Jun 2014 - 13 Jun 2015
No
AF5706
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jan 2013 - 22 May 2014
No
AF5706
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Jan 2013 - 22 May 2014
No
AF5706
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 Apr 2012 - 05 Oct 2012
No
AF5706
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 Apr 2012 - 05 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.