Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANIWAN, VICTOR
Chinese Name of Relevant Individual
陳傑
HKMA Registration Number
AF5735
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2014 - 03 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2014 - 03 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2012 - 27 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2012 - 27 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2014 - 25 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2014 - 25 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2014 - 25 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2014 - 25 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANIWAN, VICTOR
:
Chinese Name of Relevant Individual
陳傑
:
HKMA Registration Number
AF5735
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5735
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
07 Jun 2014 - 03 Jul 2017
No
AF5735
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
07 Jun 2014 - 03 Jul 2017
No
AF5735
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Apr 2012 - 27 May 2014
No
AF5735
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Apr 2012 - 27 May 2014
No
AF5735
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Feb 2014 - 25 May 2014
No
AF5735
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Feb 2014 - 25 May 2014
No
AF5735
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
03 Feb 2014 - 25 May 2014
No
AF5735
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
03 Feb 2014 - 25 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.