Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, KAR MING
Chinese Name of Relevant Individual
鄧嘉銘
HKMA Registration Number
AF5736
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2017 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2017 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2015 - 02 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2015 - 02 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2012 - 18 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2012 - 18 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, KAR MING
:
Chinese Name of Relevant Individual
鄧嘉銘
:
HKMA Registration Number
AF5736
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5736
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 May 2017 - 30 Nov 2024
No
AF5736
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 May 2017 - 30 Nov 2024
No
AF5736
CIMB BANK BERHAD
Type 1: dealing in securities
06 Aug 2015 - 02 Nov 2016
No
AF5736
CIMB BANK BERHAD
Type 4: advising on securities
06 Aug 2015 - 02 Nov 2016
No
AF5736
ABN AMRO BANK N.V.
Type 1: dealing in securities
25 Apr 2012 - 18 Dec 2014
No
AF5736
ABN AMRO BANK N.V.
Type 4: advising on securities
25 Apr 2012 - 18 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.