Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, CHI YUEN
Chinese Name of Relevant Individual
羅智元
HKMA Registration Number
AF5776
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2019 - 04 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2019 - 04 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2016 - 05 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2016 - 05 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
18 Nov 2016 - 05 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2015 - 21 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2015 - 21 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2012 - 10 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2012 - 10 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, CHI YUEN
:
Chinese Name of Relevant Individual
羅智元
:
HKMA Registration Number
AF5776
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5776
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
18 Jun 2019 - 04 Jul 2019
No
AF5776
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
18 Jun 2019 - 04 Jul 2019
No
AF5776
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
18 Nov 2016 - 05 Jun 2019
No
AF5776
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
18 Nov 2016 - 05 Jun 2019
No
AF5776
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
18 Nov 2016 - 05 Jun 2019
No
AF5776
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
27 Apr 2015 - 21 Aug 2016
No
AF5776
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
27 Apr 2015 - 21 Aug 2016
No
AF5776
WING LUNG BANK LIMITED
Type 1: dealing in securities
01 May 2012 - 10 Mar 2015
No
AF5776
WING LUNG BANK LIMITED
Type 4: advising on securities
01 May 2012 - 10 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.