Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KIU WAI
Chinese Name of Relevant Individual
黎翹蔚
HKMA Registration Number
AF5778
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2014 - 30 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2014 - 30 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2012 - 07 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2012 - 07 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KIU WAI
:
Chinese Name of Relevant Individual
黎翹蔚
:
HKMA Registration Number
AF5778
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5778
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jun 2014 - 30 Dec 2018
No
AF5778
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jun 2014 - 30 Dec 2018
No
AF5778
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
01 May 2012 - 07 Jul 2013
No
AF5778
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
01 May 2012 - 07 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.