Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, KA HONG
Chinese Name of Relevant Individual
張嘉康
HKMA Registration Number
AF5806
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CORPORATE BANKING
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
SFC CE number
AUD728
Business Address
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2016 - 21 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2016 - 21 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2016 - 26 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2016 - 26 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2012 - 10 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2012 - 10 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, KA HONG
:
Chinese Name of Relevant Individual
張嘉康
:
HKMA Registration Number
AF5806
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
10 Jul 2023
No
RELATIONSHIP MANAGER, CORPORATE BANKING
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
10 Jul 2023
No
RELATIONSHIP MANAGER, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
CHINA MINSHENG BANKING CORP., LTD.
AUD728
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5806
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
Since 10 Jul 2023
No
AF5806
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
Since 10 Jul 2023
No
AF5806
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
29 Jun 2016 - 21 May 2023
No
AF5806
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
29 Jun 2016 - 21 May 2023
No
AF5806
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
24 Feb 2016 - 26 Apr 2016
No
AF5806
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
24 Feb 2016 - 26 Apr 2016
No
AF5806
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
04 May 2012 - 10 Jun 2015
No
AF5806
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
04 May 2012 - 10 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.