Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU YEUNG, YUI PAN
Chinese Name of Relevant Individual
歐陽鋭彬
HKMA Registration Number
AF5825
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 May 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, SENIOR BUSINESS CENTRE MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
30 May 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, SENIOR BUSINESS CENTRE MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2015 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2013 - 11 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2013 - 11 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2012 - 21 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2012 - 21 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU YEUNG, YUI PAN
:
Chinese Name of Relevant Individual
歐陽鋭彬
:
HKMA Registration Number
AF5825
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 May 2019
No
VICE PRESIDENT, SENIOR BUSINESS CENTRE MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 May 2019
No
VICE PRESIDENT, SENIOR BUSINESS CENTRE MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5825
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 30 May 2019
No
AF5825
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 30 May 2019
No
AF5825
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
26 Mar 2015 - 30 Jun 2016
No
AF5825
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
26 Jul 2013 - 11 Aug 2013
No
AF5825
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
26 Jul 2013 - 11 Aug 2013
No
AF5825
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
04 May 2012 - 21 Jun 2013
No
AF5825
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
04 May 2012 - 21 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
