Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GONG, BO
Chinese Name of Relevant Individual
龔博
HKMA Registration Number
AF5838
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2017 - 20 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2014 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2012 - 05 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GONG, BO
:
Chinese Name of Relevant Individual
龔博
:
HKMA Registration Number
AF5838
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5838
BNP PARIBAS
Type 1: dealing in securities
20 Sep 2017 - 20 Apr 2018
No
AF5838
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jun 2014 - 02 Jun 2017
No
AF5838
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 May 2012 - 05 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.