Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KIN WING MITCHELL
Chinese Name of Relevant Individual
林健榮
HKMA Registration Number
AF5843
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2017 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2017 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2016 - 27 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2016 - 27 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2012 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2012 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KIN WING MITCHELL
:
Chinese Name of Relevant Individual
林健榮
:
HKMA Registration Number
AF5843
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5843
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
14 Jan 2017 - 28 Feb 2018
No
AF5843
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
14 Jan 2017 - 28 Feb 2018
No
AF5843
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
13 May 2016 - 27 Oct 2016
No
AF5843
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
13 May 2016 - 27 Oct 2016
No
AF5843
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
05 May 2012 - 29 Dec 2015
No
AF5843
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
05 May 2012 - 29 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.