Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TROENDLE, AURELIAN MARKUS DANIEL
Chinese Name of Relevant Individual
HKMA Registration Number
AF5847
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2025 - 21 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2025 - 21 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2024 - 15 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2024 - 15 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2023 - 15 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2023 - 15 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2023 - 09 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2023 - 09 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2019 - 19 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2019 - 19 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2019 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2019 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2018 - 01 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2018 - 01 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2018 - 18 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 27
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TROENDLE, AURELIAN MARKUS DANIEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5847
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5847
UBS AG
Type 1: dealing in securities
17 Nov 2025 - 21 Nov 2025
No
AF5847
UBS AG
Type 4: advising on securities
17 Nov 2025 - 21 Nov 2025
No
AF5847
UBS AG
Type 1: dealing in securities
11 Nov 2024 - 15 Nov 2024
No
AF5847
UBS AG
Type 4: advising on securities
11 Nov 2024 - 15 Nov 2024
No
AF5847
UBS AG
Type 1: dealing in securities
10 Nov 2023 - 15 Nov 2023
No
AF5847
UBS AG
Type 4: advising on securities
10 Nov 2023 - 15 Nov 2023
No
AF5847
UBS AG
Type 1: dealing in securities
06 Jun 2023 - 09 Jun 2023
No
AF5847
UBS AG
Type 4: advising on securities
06 Jun 2023 - 09 Jun 2023
No
AF5847
UBS AG
Type 1: dealing in securities
14 Nov 2019 - 19 Nov 2019
No
AF5847
UBS AG
Type 4: advising on securities
14 Nov 2019 - 19 Nov 2019
No
AF5847
UBS AG
Type 1: dealing in securities
24 May 2019 - 31 May 2019
No
AF5847
UBS AG
Type 4: advising on securities
24 May 2019 - 31 May 2019
No
AF5847
UBS AG
Type 1: dealing in securities
26 Nov 2018 - 01 Dec 2018
No
AF5847
UBS AG
Type 4: advising on securities
26 Nov 2018 - 01 Dec 2018
No
AF5847
UBS AG
Type 1: dealing in securities
14 May 2018 - 18 May 2018
No
AF5847
UBS AG
Type 4: advising on securities
14 May 2018 - 18 May 2018
No
AF5847
UBS AG
Type 1: dealing in securities
14 Sep 2017 - 22 Sep 2017
No
AF5847
UBS AG
Type 4: advising on securities
14 Sep 2017 - 22 Sep 2017
No
AF5847
UBS AG
Type 1: dealing in securities
22 Nov 2016 - 25 Nov 2016
No
AF5847
UBS AG
Type 4: advising on securities
22 Nov 2016 - 25 Nov 2016
No
AF5847
UBS AG
Type 1: dealing in securities
23 Aug 2016 - 26 Aug 2016
No
AF5847
UBS AG
Type 4: advising on securities
23 Aug 2016 - 26 Aug 2016
No
AF5847
UBS AG
Type 1: dealing in securities
16 Nov 2015 - 20 Nov 2015
No
AF5847
UBS AG
Type 4: advising on securities
16 Nov 2015 - 20 Nov 2015
No
AF5847
UBS AG
Type 1: dealing in securities
20 Jun 2015 - 24 Jun 2015
No
AF5847
UBS AG
Type 4: advising on securities
20 Jun 2015 - 24 Jun 2015
No
AF5847
UBS AG
Type 1: dealing in securities
07 May 2012 - 25 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.