Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, KAI CHUNG
Chinese Name of Relevant Individual
葉啟聰
HKMA Registration Number
AF5855
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, BUSINESS COMPLIANCE, TREASURES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, BUSINESS COMPLIANCE, TREASURES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2014 - 31 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2014 - 31 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2014 - 12 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2014 - 12 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 May 2014 - 12 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2012 - 13 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2012 - 13 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, KAI CHUNG
:
Chinese Name of Relevant Individual
葉啟聰
:
HKMA Registration Number
AF5855
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2022
No
TEAM HEAD, BUSINESS COMPLIANCE, TREASURES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2022
No
TEAM HEAD, BUSINESS COMPLIANCE, TREASURES
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5855
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 19 Jul 2022
No
AF5855
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 19 Jul 2022
No
AF5855
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2014 - 31 Aug 2019
No
AF5855
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2014 - 31 Aug 2019
No
AF5855
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 May 2014 - 12 Jun 2014
No
AF5855
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 May 2014 - 12 Jun 2014
No
AF5855
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 May 2014 - 12 Jun 2014
No
AF5855
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 May 2012 - 13 Apr 2014
No
AF5855
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 May 2012 - 13 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.