Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
XU, XIAOPENG
Chinese Name of Relevant Individual

徐霄鵬
HKMA Registration Number
AF5858
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Oct 2014
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
16 Oct 2014
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
XU, XIAOPENG
:
Chinese Name of Relevant Individual
徐霄鵬
:
HKMA Registration Number
AF5858
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Oct 2014
No
BANKING
BARCLAYS BANK PLC
Type 6: advising on corporate finance
16 Oct 2014
No
BANKING