Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, KWAN PIK CHARLOTTE
Chinese Name of Relevant Individual
朱君璧
HKMA Registration Number
AF5897
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2013 - 05 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2013 - 05 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2012 - 18 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 May 2012 - 18 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, KWAN PIK CHARLOTTE
:
Chinese Name of Relevant Individual
朱君璧
:
HKMA Registration Number
AF5897
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5897
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Aug 2013 - 05 Jun 2014
No
AF5897
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Aug 2013 - 05 Jun 2014
No
AF5897
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 May 2012 - 18 Jul 2012
No
AF5897
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 May 2012 - 18 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.