Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHING, KAI TSIM
Chinese Name of Relevant Individual
程介瞻
HKMA Registration Number
AF5902
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2014 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2014 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2013 - 15 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2013 - 15 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Oct 2013 - 15 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2012 - 31 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2012 - 31 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHING, KAI TSIM
:
Chinese Name of Relevant Individual
程介瞻
:
HKMA Registration Number
AF5902
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5902
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2014 - 15 May 2014
No
AF5902
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2014 - 15 May 2014
No
AF5902
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Nov 2013 - 15 Feb 2014
No
AF5902
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Oct 2013 - 15 Feb 2014
No
AF5902
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Oct 2013 - 15 Feb 2014
No
AF5902
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 May 2012 - 31 Aug 2013
No
AF5902
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 May 2012 - 31 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.