Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KA LAM
Chinese Name of Relevant Individual
羅嘉琳
HKMA Registration Number
AF5908
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2015 - 03 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2012 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2012 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KA LAM
:
Chinese Name of Relevant Individual
羅嘉琳
:
HKMA Registration Number
AF5908
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5908
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
23 Jun 2015 - 03 Sep 2023
No
AF5908
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 May 2012 - 05 Oct 2014
No
AF5908
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 May 2012 - 05 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.