Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, TSZ HIM
Chinese Name of Relevant Individual
凌子謙
HKMA Registration Number
AF5942
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2019 - 01 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2019 - 01 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2017 - 21 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2017 - 21 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2014 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2014 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2013 - 04 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2013 - 04 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Oct 2013 - 04 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2012 - 04 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2012 - 04 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, TSZ HIM
:
Chinese Name of Relevant Individual
凌子謙
:
HKMA Registration Number
AF5942
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5942
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 May 2019 - 01 May 2023
No
AF5942
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 May 2019 - 01 May 2023
No
AF5942
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Dec 2017 - 21 Apr 2019
No
AF5942
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Dec 2017 - 21 Apr 2019
No
AF5942
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Apr 2014 - 19 Nov 2017
No
AF5942
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Apr 2014 - 19 Nov 2017
No
AF5942
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Oct 2013 - 04 Feb 2014
No
AF5942
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Oct 2013 - 04 Feb 2014
No
AF5942
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Oct 2013 - 04 Feb 2014
No
AF5942
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2012 - 04 Aug 2013
No
AF5942
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2012 - 04 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.