Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, MEI YEE
Chinese Name of Relevant Individual
林美儀
HKMA Registration Number
AF5950
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2024 - 12 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
23 Jan 2024 - 12 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2024 - 12 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
23 Jan 2024 - 12 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2017 - 11 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2016 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2016 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2015 - 08 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2015 - 08 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2012 - 05 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2012 - 05 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, MEI YEE
:
Chinese Name of Relevant Individual
林美儀
:
HKMA Registration Number
AF5950
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5950
LGT BANK AG
Type 1: dealing in securities
23 Jan 2024 - 12 Feb 2025
No
AF5950
LGT BANK AG
Type 2: dealing in futures contracts
23 Jan 2024 - 12 Feb 2025
No
AF5950
LGT BANK AG
Type 4: advising on securities
23 Jan 2024 - 12 Feb 2025
No
AF5950
LGT BANK AG
Type 5: advising on futures contracts
23 Jan 2024 - 12 Feb 2025
No
AF5950
UBS AG
Type 1: dealing in securities
18 Feb 2017 - 11 Dec 2023
No
AF5950
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Dec 2016 - 16 Jan 2017
No
AF5950
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Dec 2016 - 16 Jan 2017
No
AF5950
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
29 Oct 2015 - 08 Jul 2016
No
AF5950
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
29 Oct 2015 - 08 Jul 2016
No
AF5950
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 May 2012 - 05 Nov 2014
No
AF5950
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 May 2012 - 05 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.