Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZE, CHUNG MAN
Chinese Name of Relevant Individual
施頌雯
HKMA Registration Number
AF5959
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER EXPERIENCE MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER EXPERIENCE MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2015 - 25 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2015 - 27 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2015 - 27 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2012 - 13 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZE, CHUNG MAN
:
Chinese Name of Relevant Individual
施頌雯
:
HKMA Registration Number
AF5959
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 Jun 2018
No
CUSTOMER EXPERIENCE MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 Jun 2018
No
CUSTOMER EXPERIENCE MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5959
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 20 Jun 2018
No
AF5959
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 20 Jun 2018
No
AF5959
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
08 Oct 2015 - 25 Apr 2018
No
AF5959
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 May 2015 - 27 Aug 2015
No
AF5959
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 May 2015 - 27 Aug 2015
No
AF5959
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2012 - 13 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.