Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, SHIH HSIEN
Chinese Name of Relevant Individual
林時賢
HKMA Registration Number
AF5969
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2014 - 06 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2014 - 06 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2013 - 30 Apr 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2013 - 30 Apr 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2012 - 21 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2012 - 21 Feb 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, SHIH HSIEN
:
Chinese Name of Relevant Individual
林時賢
:
HKMA Registration Number
AF5969
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5969
CTBC BANK CO., LTD.
Type 1: dealing in securities
09 May 2014 - 06 Jan 2017
No
AF5969
CTBC BANK CO., LTD.
Type 4: advising on securities
09 May 2014 - 06 Jan 2017
No
AF5969
BANK SINOPAC
Type 1: dealing in securities
22 Feb 2013 - 30 Apr 2014
Yes
AF5969
BANK SINOPAC
Type 4: advising on securities
22 Feb 2013 - 30 Apr 2014
Yes
AF5969
BANK SINOPAC
Type 1: dealing in securities
17 May 2012 - 21 Feb 2013
No
AF5969
BANK SINOPAC
Type 4: advising on securities
17 May 2012 - 21 Feb 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.