Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, HIU WA
Chinese Name of Relevant Individual
湯曉樺
HKMA Registration Number
AF5974
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2014 - 30 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2014 - 30 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2012 - 10 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2012 - 10 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, HIU WA
:
Chinese Name of Relevant Individual
湯曉樺
:
HKMA Registration Number
AF5974
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5974
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jul 2014 - 30 Jul 2015
No
AF5974
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Jul 2014 - 30 Jul 2015
No
AF5974
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2012 - 10 Jul 2014
No
AF5974
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 May 2012 - 10 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.