Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YAU SHING
Chinese Name of Relevant Individual
陳宥盛
HKMA Registration Number
AF5977
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2019 - 06 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2019 - 06 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2018 - 11 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2018 - 11 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2018 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2016 - 28 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2015 - 21 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2015 - 21 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2012 - 24 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2012 - 24 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YAU SHING
:
Chinese Name of Relevant Individual
陳宥盛
:
HKMA Registration Number
AF5977
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5977
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Apr 2019 - 06 Oct 2022
No
AF5977
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 Apr 2019 - 06 Oct 2022
No
AF5977
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2018 - 11 Jan 2019
No
AF5977
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2018 - 11 Jan 2019
No
AF5977
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
12 Jun 2018 - 28 Jul 2018
No
AF5977
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Nov 2016 - 28 Jul 2018
No
AF5977
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
03 Jun 2015 - 21 Aug 2016
No
AF5977
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
03 Jun 2015 - 21 Aug 2016
No
AF5977
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2012 - 24 Jun 2014
No
AF5977
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 May 2012 - 24 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.