Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSIN, WING YEE WINNIE
Chinese Name of Relevant Individual

覃穎怡
HKMA Registration Number
AF5986
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 May 2012
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSIN, WING YEE WINNIE
:
Chinese Name of Relevant Individual
覃穎怡
:
HKMA Registration Number
AF5986
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
19 May 2012
No
WM CA DESK HEAD
UBS AG
Type 4: advising on securities
06 Feb 2014
No
WM CA DESK HEAD