Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, JOYCELYN HSIN HUI
Chinese Name of Relevant Individual
HKMA Registration Number
AF6009
Other HKMA Registration Number(s)
AA6767, AG5100
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2024 - 02 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2024 - 02 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2024 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2024 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2022 - 14 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2022 - 14 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2019 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2019 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2019 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2019 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2018 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2018 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2017 - 24 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2017 - 24 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2017 - 14 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 37
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, JOYCELYN HSIN HUI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6009
:
Other HKMA Registration Number(s)
AA6767, AG5100
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
31 Jul 2024 - 02 Aug 2024
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
31 Jul 2024 - 02 Aug 2024
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
15 Jan 2024 - 17 Jan 2024
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
15 Jan 2024 - 17 Jan 2024
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
09 Oct 2022 - 14 Oct 2022
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
09 Oct 2022 - 14 Oct 2022
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
23 Apr 2019 - 26 Apr 2019
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
23 Apr 2019 - 26 Apr 2019
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
28 Jan 2019 - 31 Jan 2019
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
28 Jan 2019 - 31 Jan 2019
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
17 Jul 2018 - 18 Jul 2018
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
17 Jul 2018 - 18 Jul 2018
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
23 Nov 2017 - 24 Nov 2017
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
23 Nov 2017 - 24 Nov 2017
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
12 Jun 2017 - 14 Jun 2017
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
12 Jun 2017 - 14 Jun 2017
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
25 Jan 2017
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
25 Jan 2017
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
30 Nov 2016 - 01 Dec 2016
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
30 Nov 2016 - 01 Dec 2016
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
29 Feb 2016 - 28 May 2016
No
AG5100
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
29 Feb 2016 - 28 May 2016
No
AG5100
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Feb 2015 - 06 Feb 2015
No
AG5100
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Nov 2014 - 07 Nov 2014
No
AG5100
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Oct 2014 - 15 Oct 2014
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jun 2014 - 12 Jun 2014
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Nov 2013 - 22 Nov 2013
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Jul 2013 - 28 Jul 2013
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Jun 2013 - 09 Jul 2013
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
30 May 2013 - 31 May 2013
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Apr 2013 - 12 Apr 2013
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Mar 2013 - 08 Mar 2013
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Jul 2012 - 13 Jul 2012
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Jun 2012 - 13 Jun 2012
No
AF6009
BARCLAYS BANK PLC
Type 1: dealing in securities
21 May 2012 - 01 Jun 2012
No
AA6767
N.M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 08 Sep 2003
No
AA6767
N.M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Apr 2003 - 08 Sep 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.