Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAN, XINTONG
Chinese Name of Relevant Individual
韓昕彤
HKMA Registration Number
AF6010
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2017 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2017 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2016 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2012 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2012 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAN, XINTONG
:
Chinese Name of Relevant Individual
韓昕彤
:
HKMA Registration Number
AF6010
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6010
CREDIT SUISSE AG
Type 1: dealing in securities
09 Nov 2017 - 31 Mar 2022
No
AF6010
CREDIT SUISSE AG
Type 4: advising on securities
09 Nov 2017 - 31 Mar 2022
No
AF6010
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 Nov 2016 - 31 Oct 2017
No
AF6010
BARCLAYS BANK PLC
Type 1: dealing in securities
21 May 2012 - 25 Nov 2016
No
AF6010
BARCLAYS BANK PLC
Type 4: advising on securities
21 May 2012 - 25 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.