Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAM, NICHOLAS JING BONG
Chinese Name of Relevant Individual
金靖邦
HKMA Registration Number
AF6020
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2025 - 01 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2025 - 01 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2018 - 01 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2018 - 01 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2018 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2018 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2017 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2017 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
21 Aug 2017 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2014 - 11 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2014 - 11 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2013 - 09 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2012 - 09 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 May 2012 - 09 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2012 - 30 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAM, NICHOLAS JING BONG
:
Chinese Name of Relevant Individual
金靖邦
:
HKMA Registration Number
AF6020
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6020
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Dec 2025 - 01 May 2026
No
AF6020
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Dec 2025 - 01 May 2026
No
AF6020
CITIBANK, N.A.
Type 1: dealing in securities
28 Sep 2018 - 01 May 2026
No
AF6020
CITIBANK, N.A.
Type 4: advising on securities
28 Sep 2018 - 01 May 2026
No
AF6020
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Sep 2018 - 31 Dec 2025
No
AF6020
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
28 Sep 2018 - 31 Dec 2025
No
AF6020
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
21 Aug 2017 - 21 Sep 2018
No
AF6020
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
21 Aug 2017 - 21 Sep 2018
No
AF6020
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
21 Aug 2017 - 21 Sep 2018
No
AF6020
WING LUNG BANK LIMITED
Type 1: dealing in securities
11 Apr 2014 - 11 Aug 2017
No
AF6020
WING LUNG BANK LIMITED
Type 4: advising on securities
11 Apr 2014 - 11 Aug 2017
No
AF6020
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Feb 2013 - 09 Mar 2014
No
AF6020
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 May 2012 - 09 Mar 2014
No
AF6020
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 May 2012 - 09 Mar 2014
No
AF6020
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 May 2012 - 30 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.