Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SZE CHAU
Chinese Name of Relevant Individual
黃詩周
HKMA Registration Number
AF6032
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2014 - 29 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2014 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2014 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Jan 2014 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2012 - 25 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2012 - 25 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SZE CHAU
:
Chinese Name of Relevant Individual
黃詩周
:
HKMA Registration Number
AF6032
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6032
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Dec 2014 - 29 Mar 2015
No
AF6032
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Jan 2014 - 16 Nov 2014
No
AF6032
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Jan 2014 - 16 Nov 2014
No
AF6032
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Jan 2014 - 16 Nov 2014
No
AF6032
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
25 Jul 2012 - 25 Nov 2013
No
AF6032
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
24 May 2012 - 25 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.