Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, TSZ LAP
Chinese Name of Relevant Individual
江子立
HKMA Registration Number
AF6041
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2025 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2025 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Sep 2025 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 17 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 17 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2012 - 17 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2012 - 17 Sep 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, TSZ LAP
:
Chinese Name of Relevant Individual
江子立
:
HKMA Registration Number
AF6041
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6041
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Sep 2025 - 13 May 2026
No
AF6041
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Sep 2025 - 13 May 2026
No
AF6041
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Sep 2025 - 13 May 2026
No
AF6041
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 17 Sep 2025
No
AF6041
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 17 Sep 2025
No
AF6041
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2012 - 17 Sep 2025
No
AF6041
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 May 2012 - 17 Sep 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.