Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHUN YIN CHRISTOPHER
Chinese Name of Relevant Individual
陳俊彥
HKMA Registration Number
AF6057
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2021 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2018 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2015 - 22 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2014 - 22 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Jun 2014 - 22 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2012 - 04 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2012 - 04 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHUN YIN CHRISTOPHER
:
Chinese Name of Relevant Individual
陳俊彥
:
HKMA Registration Number
AF6057
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6057
UBS AG
Type 4: advising on securities
08 Jul 2021 - 15 Sep 2023
No
AF6057
UBS AG
Type 1: dealing in securities
07 Jul 2018 - 15 Sep 2023
No
AF6057
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Jun 2015 - 22 Dec 2016
No
AF6057
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Jun 2014 - 22 Dec 2016
No
AF6057
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Jun 2014 - 22 Dec 2016
No
AF6057
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 May 2012 - 04 May 2014
No
AF6057
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 May 2012 - 04 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.