Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, YUEN SHAN
Chinese Name of Relevant Individual
洪婉姍
HKMA Registration Number
AF6068
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2017 - 24 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2017 - 24 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2015 - 24 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2012 - 14 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2012 - 14 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, YUEN SHAN
:
Chinese Name of Relevant Individual
洪婉姍
:
HKMA Registration Number
AF6068
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
16 Jul 2019
No
BRANCH OPERATION MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
16 Jul 2019
No
BRANCH OPERATION MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6068
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 16 Jul 2019
No
AF6068
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 16 Jul 2019
No
AF6068
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Jul 2017 - 24 Feb 2019
No
AF6068
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Jul 2017 - 24 Feb 2019
No
AF6068
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
02 Jun 2015 - 24 May 2017
No
AF6068
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 May 2012 - 14 Apr 2015
No
AF6068
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 May 2012 - 14 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.