Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, AARON
Chinese Name of Relevant Individual
葉承霖
HKMA Registration Number
AF6107
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2022 - 30 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2017 - 05 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2017 - 23 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2017 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2016 - 30 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2016 - 10 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2016 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2016 - 01 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2016 - 12 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Dec 2015 - 31 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2015 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2014 - 02 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2014 - 28 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2014 - 12 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2014 - 11 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, AARON
:
Chinese Name of Relevant Individual
葉承霖
:
HKMA Registration Number
AF6107
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6107
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Dec 2022 - 30 Dec 2022
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Dec 2017 - 05 Jan 2018
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jun 2017 - 23 Jun 2017
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Mar 2017 - 31 Mar 2017
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Dec 2016 - 30 Dec 2016
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Nov 2016 - 10 Nov 2016
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 May 2016 - 27 May 2016
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Mar 2016 - 01 Apr 2016
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Feb 2016 - 12 Feb 2016
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Dec 2015 - 31 Dec 2015
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 May 2015 - 29 May 2015
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Dec 2014 - 02 Jan 2015
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Nov 2014 - 28 Nov 2014
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Aug 2014 - 12 Sep 2014
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Aug 2014 - 11 Aug 2014
No
AF6107
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 May 2012 - 01 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.