Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

OOI, IAN SEONG

Chinese Name of Relevant Individual

HKMA Registration Number

AF6108

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

03 Dec 2012 - 07 Dec 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

03 Dec 2012 - 07 Dec 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

05 Nov 2012 - 09 Nov 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

05 Nov 2012 - 09 Nov 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

15 Oct 2012 - 19 Oct 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

15 Oct 2012 - 19 Oct 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

10 Sep 2012 - 14 Sep 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

10 Sep 2012 - 14 Sep 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

31 May 2012 - 01 Jun 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

31 May 2012 - 01 Jun 2012

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

OOI, IAN SEONG

:

Chinese Name of Relevant Individual

:

HKMA Registration Number

AF6108

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AF6108

CITIBANK, N.A.

Type 1: dealing in securities

03 Dec 2012 - 07 Dec 2012

No

AF6108

CITIBANK, N.A.

Type 4: advising on securities

03 Dec 2012 - 07 Dec 2012

No

AF6108

CITIBANK, N.A.

Type 1: dealing in securities

05 Nov 2012 - 09 Nov 2012

No

AF6108

CITIBANK, N.A.

Type 4: advising on securities

05 Nov 2012 - 09 Nov 2012

No

AF6108

CITIBANK, N.A.

Type 1: dealing in securities

15 Oct 2012 - 19 Oct 2012

No

AF6108

CITIBANK, N.A.

Type 4: advising on securities

15 Oct 2012 - 19 Oct 2012

No

AF6108

CITIBANK, N.A.

Type 1: dealing in securities

10 Sep 2012 - 14 Sep 2012

No

AF6108

CITIBANK, N.A.

Type 4: advising on securities

10 Sep 2012 - 14 Sep 2012

No

AF6108

CITIBANK, N.A.

Type 1: dealing in securities

31 May 2012 - 01 Jun 2012

No

AF6108

CITIBANK, N.A.

Type 4: advising on securities

31 May 2012 - 01 Jun 2012

No