Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ROSE, DOMINIC PETER
Chinese Name of Relevant Individual
HKMA Registration Number
AF6122
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2016 - 16 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2015 - 12 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2015 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2015 - 31 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2014 - 11 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2014 - 05 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2013 - 14 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2013 - 13 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2012 - 13 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2012 - 06 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ROSE, DOMINIC PETER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6122
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Apr 2016 - 16 Apr 2016
No
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Dec 2015 - 12 Dec 2015
No
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Jul 2015 - 31 Jul 2015
No
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Jan 2015 - 31 Jan 2015
No
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Oct 2014 - 11 Oct 2014
No
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Apr 2014 - 05 Apr 2014
No
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Dec 2013 - 14 Dec 2013
No
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Apr 2013 - 13 Apr 2013
No
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Oct 2012 - 13 Oct 2012
No
AF6122
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Jun 2012 - 06 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.