Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DIGENAN, THOMAS
Chinese Name of Relevant Individual
HKMA Registration Number
AF6128
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 16 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2015 - 16 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2013 - 27 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2013 - 27 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2012 - 05 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2012 - 05 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DIGENAN, THOMAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6128
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6128
UBS AG
Type 1: dealing in securities
14 Jan 2015 - 16 Jan 2015
No
AF6128
UBS AG
Type 4: advising on securities
14 Jan 2015 - 16 Jan 2015
No
AF6128
UBS AG
Type 1: dealing in securities
26 Sep 2013 - 27 Sep 2013
No
AF6128
UBS AG
Type 4: advising on securities
26 Sep 2013 - 27 Sep 2013
No
AF6128
UBS AG
Type 1: dealing in securities
18 Jan 2013
No
AF6128
UBS AG
Type 4: advising on securities
18 Jan 2013
No
AF6128
UBS AG
Type 1: dealing in securities
04 Jun 2012 - 05 Jun 2012
No
AF6128
UBS AG
Type 4: advising on securities
04 Jun 2012 - 05 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.