Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOO, CHUN HO
Chinese Name of Relevant Individual
顧俊豪
HKMA Registration Number
AF6146
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2016 - 09 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2016 - 09 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2014 - 12 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2013 - 30 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2012 - 10 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2012 - 10 Mar 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOO, CHUN HO
:
Chinese Name of Relevant Individual
顧俊豪
:
HKMA Registration Number
AF6146
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6146
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2016 - 09 Apr 2017
No
AF6146
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2016 - 09 Apr 2017
No
AF6146
MALAYAN BANKING BERHAD
Type 1: dealing in securities
08 Apr 2014 - 12 May 2016
No
AF6146
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Nov 2013 - 30 Dec 2013
No
AF6146
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jun 2012 - 10 Mar 2013
No
AF6146
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jun 2012 - 10 Mar 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.