Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YI NGAI
Chinese Name of Relevant Individual
陳宜藝
HKMA Registration Number
AF6155
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2022 - 07 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2022 - 07 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2020 - 29 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2020 - 29 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2016 - 10 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2016 - 10 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2015 - 20 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2015 - 20 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Mar 2015 - 20 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2014 - 08 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2014 - 08 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2012 - 01 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2012 - 01 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Jun 2012 - 01 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YI NGAI
:
Chinese Name of Relevant Individual
陳宜藝
:
HKMA Registration Number
AF6155
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6155
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 Nov 2022 - 07 Feb 2023
No
AF6155
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 Nov 2022 - 07 Feb 2023
No
AF6155
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Jan 2020 - 29 Sep 2022
No
AF6155
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Jan 2020 - 29 Sep 2022
No
AF6155
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Sep 2016 - 10 Jul 2018
No
AF6155
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Sep 2016 - 10 Jul 2018
No
AF6155
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Mar 2015 - 20 Oct 2015
No
AF6155
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Mar 2015 - 20 Oct 2015
No
AF6155
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Mar 2015 - 20 Oct 2015
No
AF6155
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2014 - 08 Dec 2014
No
AF6155
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Nov 2014 - 08 Dec 2014
No
AF6155
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Jun 2012 - 01 Jul 2014
No
AF6155
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Jun 2012 - 01 Jul 2014
No
AF6155
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Jun 2012 - 01 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.