Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, XIAO
Chinese Name of Relevant Individual
萬曉
HKMA Registration Number
AF6158
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2013 - 25 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2013 - 02 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2012 - 25 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2012 - 07 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, XIAO
:
Chinese Name of Relevant Individual
萬曉
:
HKMA Registration Number
AF6158
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6158
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Aug 2013 - 25 Aug 2013
No
AF6158
BARCLAYS BANK PLC
Type 1: dealing in securities
31 May 2013 - 02 Jun 2013
No
AF6158
BARCLAYS BANK PLC
Type 1: dealing in securities
31 Jan 2013
No
AF6158
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jul 2012 - 25 Jul 2012
No
AF6158
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Jun 2012 - 07 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.