Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHUN TAT LAURENCE
Chinese Name of Relevant Individual
劉駿達
HKMA Registration Number
AF6172
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2019 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2019 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2019 - 10 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2019 - 10 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2015 - 02 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2015 - 02 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2012 - 19 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2012 - 19 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2012 - 04 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2012 - 04 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHUN TAT LAURENCE
:
Chinese Name of Relevant Individual
劉駿達
:
HKMA Registration Number
AF6172
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6172
EAST WEST BANK
Type 1: dealing in securities
11 Sep 2019 - 30 Jun 2023
No
AF6172
EAST WEST BANK
Type 4: advising on securities
11 Sep 2019 - 30 Jun 2023
No
AF6172
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
12 Mar 2019 - 10 Aug 2019
No
AF6172
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
12 Mar 2019 - 10 Aug 2019
No
AF6172
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
09 Oct 2015 - 02 Jan 2019
No
AF6172
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
09 Oct 2015 - 02 Jan 2019
No
AF6172
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
02 Aug 2012 - 19 Aug 2015
No
AF6172
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
02 Aug 2012 - 19 Aug 2015
No
AF6172
CHONG HING BANK LIMITED
Type 1: dealing in securities
07 Jun 2012 - 04 Jul 2012
No
AF6172
CHONG HING BANK LIMITED
Type 4: advising on securities
07 Jun 2012 - 04 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.