Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FANG, JIE
Chinese Name of Relevant Individual
方洁
HKMA Registration Number
AF6175
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2021 - 14 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2020 - 24 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2020 - 24 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2015 - 17 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2015 - 17 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2012 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2012 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FANG, JIE
:
Chinese Name of Relevant Individual
方洁
:
HKMA Registration Number
AF6175
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6175
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Nov 2021 - 14 Feb 2025
No
AF6175
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
17 Oct 2020 - 24 Aug 2021
No
AF6175
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
17 Oct 2020 - 24 Aug 2021
No
AF6175
DAH SING BANK, LIMITED
Type 1: dealing in securities
28 Apr 2015 - 17 Jun 2018
No
AF6175
DAH SING BANK, LIMITED
Type 4: advising on securities
28 Apr 2015 - 17 Jun 2018
No
AF6175
CHONG HING BANK LIMITED
Type 1: dealing in securities
07 Jun 2012 - 31 May 2013
No
AF6175
CHONG HING BANK LIMITED
Type 4: advising on securities
07 Jun 2012 - 31 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.