Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, KA LEE
Chinese Name of Relevant Individual
許嘉莉
HKMA Registration Number
AF6178
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2015 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2012 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2012 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, KA LEE
:
Chinese Name of Relevant Individual
許嘉莉
:
HKMA Registration Number
AF6178
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6178
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
21 Jul 2015 - 02 Jul 2018
No
AF6178
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Jun 2012 - 11 Jun 2015
No
AF6178
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Jun 2012 - 11 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.