Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GRAY, DAVID PAUL
Chinese Name of Relevant Individual
HKMA Registration Number
AF6190
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
22 Feb 2013 - 30 Mar 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2012 - 30 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2012 - 30 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
09 Jun 2012 - 21 Feb 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GRAY, DAVID PAUL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6190
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6190
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 2: dealing in futures contracts
22 Feb 2013 - 30 Mar 2014
Yes
AF6190
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
09 Jun 2012 - 30 Mar 2014
No
AF6190
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
09 Jun 2012 - 30 Mar 2014
No
AF6190
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 2: dealing in futures contracts
09 Jun 2012 - 21 Feb 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.